University of Kentucky

 

· INTRODUCTION

· POLICY

· EXAMPLES

· RESPONSE TO VIOLATIONS

· UNIVERSITY SANCTIONS

· INVESTIGATION & REVIEW

· GLOSSARY


COMPUTING
POLICIES

COMPUTING
CENTER

   

Policy Governing Access To and Use of
University of Kentucky Computing Resources

 

In support of its mission to provide excellent instruction, modern research, and meaningful service, the University of Kentucky offers computing resources to its students, faculty, and staff. These resources contribute to the work of all members of the University community and, therefore, must be used with great care.

The following information is intended to help set the tone for computing and for the use of computing resources at the University of Kentucky: respect for the rights of all users and fair use by all so as to guarantee equal access to all users. The goal of the University in providing computing resources is to give users powerful tools to further their academic endeavors. The privacy of all users and of all of their files is a fundamental right that should be respected by all. You should never use the computing resources in any way that violates the privacy of others. Clearly defined procedures established to protect your rights will always be followed as the University maintains the computing system.

Careful and ethical use of computing resources is the responsibility of every user. As a user of these resources, you agree to be subject to the guidelines of the "Policy Governing Access to and Use of University of Kentucky Computing Resources." These guidelines apply to all computing resources provided by the University; some are more directly related to mainframe systems, some to microcomputers and local area networks, and some to all systems. The following information includes and expands upon those guidelines, and contains a glossary of the technical terms used in the policy.

In the text that follows, the Policy itself is set in straight, bold type; comments, explanations, and expansions are set in italics.

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POLICY GOVERNING ACCESS TO AND USE OF UNIVERSITY OF KENTUCKY COMPUTING RESOURCES


TWO BASIC RIGHTS

Access to computing resources is granted to an individual by the University of Kentucky solely for the grantee's own use. Every user of the University of Kentucky computing resources has two basic rights regarding computing:

  1. Privacy
  2. A fair share of resources

It is unethical and a violation of this policy for any person to violate these rights.

All users, in turn, are expected to exercise common sense and decency (due regard for the rights of others) with respect to the public computing resources, thereby reflecting the spirit of community and intellectual inquiry at the University. Access is a right that may be limited or revoked if an individual misuses the right or violates applicable University policies or state or federal laws.

* PRINCIPLES GOVERNING USE OF COMPUTING RESOURCES


A. User access is granted to an individual and may not be transferred to or shared with another without explicit written authorization by the Vice President for Fiscal Affairs and Information Technology, a designee, or the appropriate system administrator.

This principle is intended to protect the integrity, security, and privacy of your account. Sharing access with another individual undermines the security of your account, leaving it vulnerable to abuse by others. By not sharing your account, you protect against unauthorized activities on your account, for which you would be responsible. You may be charged with a violation if someone uses your account with your permission and violates policy. Just as important, sharing or transferring access jeopardizes the security of the entire computing system because it weakens one of the "links" in the system "chain."

For information on obtaining your own account or sharing files and data, contact the IT Customer Service Center at 257-1300 (http://www.uky.edu/IT/CustomerService/).

B. User access to computing resources is contingent upon prudent and responsible use.

Imprudent use of computing resources can lead to consequences affecting many other users, not just yourself. For example, not using virus protection software on networked microcomputers could allow the introduction of a virus that could destroy the work of many other users.

Prudent and responsible use begins with common sense and includes respect for the rights and privacy of other users. For example, as a prudent and responsible user, you should:

  1. Not share your account with any other user.
  2. Protect your password by choosing it wisely, keeping it secure, and changing it regularly. See the document at http://www.uky.edu/helpdesk/Accounts/PasswordPreamble.htm for help.
  3. Back up files on a regular basis to ensure the safety of important data in the event of a system failure.
  4. Lock your workstation when not in use.
  5. Always use virus protection software.

C. The user may not use computing resources for any illegal or unauthorized act; in particular, the user may not use computing resources to violate any state or federal laws or any of the regulations specified in the Governing Regulations,the Administrative Regulations, the Student Rights and Responsibilities handbook (Code of Student Conduct), the Rules of the University Senate, the Faculty Code, the University System Faculty Handbook, or the Staff Handbook.

You will find copies of all of these documents in Special Collections in the University Archives section of M.I. King Library and online as well at http://www.uky.edu/Regs/.

D. The user may not use computing resources for any commercial purpose without prior written authorization from the Vice President for Fiscal Affairs and Information Technology, a designee, or the appropriate system administrator.

Work under approved University contracts and grants is covered under the usual internal approval processes, which serve as the requisite "prior written authorization." If you need to open a commercial account or would like more information, contact the Information Technology (IT) Customer Service Center at 257-1300.

E. Computing resources must be shared among users in an equitable manner. The user may not participate in any behavior that unreasonably interferes with the fair use of computing resources by another.

Computing resources are finite and must be shared. During periods of peak demand, facilities may enforce guidelines to require sharing resources for the benefit of everyone.

Examples of unreasonable interference include, but are not limited to:

  1. Playing games for recreation when another user needs the resource for more scholarly activities.
  2. Exceeding established disk space, time, or other allocations.
  3. Intentionally running programs that attempt to violate the integrity of the system.
  4. Printing large jobs during periods of heavy computer use.
  5. Printing multiple copies of a document.
  6. Printing paper copies when "print preview" on a terminal would suffice.

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SOME EXAMPLES OF VIOLATIONS


This section of the Policy consists of a list of several activities that you cannot or should not do. While these are not all of the possible violations, there are still many more things you can do than things you can't do. This list is intended to inform you and to reinforce the principles of fair and responsible computer use that we seek to engender at the University of Kentucky.

Violations of these principles or any attempt to violate these principles constitute misuse. Violations include, but are not limited to:

a. Sharing passwords or acquiring another's password without prior written authorization from University Information Technology or the appropriate system administrator.

The consequences of sharing your password can be significant for the system and for you as well. This action leaves you vulnerable to such things as impersonation by another user.

However, even if you are not concerned about the safety of your own account and data, you have a responsibility to other users to help maintain the security of the system. Your responsibility is like that of a tenant in an apartment building. Though the tenant may not be concerned about his or her own apartment, feeling that it contains little or nothing of value, he or she still has a responsibility to the other tenants to keep the main entrance secure.

For information on how to share data files safely, contact the IT Customer Service Center at 257-1300.

b. Unauthorized accessing, using, copying, modifying, or deleting of files, data, userids, access rights, usage records, or disk space allocations

You are authorized to access, use, copy, modify, or delete files, data, or access rights on your own account as specified in the Policy. You are not authorized to perform any of these functions on another user's account or a University system unless specifically given permission by the account holder, the Vice President for Fiscal Affairs and Information Technology, a designee, or when acting as or through the appropriate system administrator.

A person who finds a door to another's home unlocked does not have the right to enter the home simply because it is unsecured. Similarly, the fact that some one's account and its data are unprotected does not mean that you have the right to access it.

c. Accessing resources for purposes other than those for which the access was originally issued, including inappropriate use of authority or special privileges

User privacy is not to be violated; all users are to be protected from unauthorized activity by a system administrator or other users.

d. Copying or capturing licensed software for use on a system or by an individual for which the software is not authorized or licensed

The University of Kentucky subscribes to the principles expressed in the EDUCOM Guide to the Ethical and Legal Use of Software. According to U.S. Copyright Law, all intellectual works are automatically covered by copyright unless explicitly noted to the contrary. "Unauthorized copying and use of software deprives publishers and developers of a fair return for their work, increases prices, reduces the level of future support and enhancements, and can inhibit the development of new software products."

-- "Using Software: A Guide to the Ethical and Legal Use of Software for Members of the Academic Community" EDUCOM

U.S. Copyright law applies to all software users. For a full reproduction of the EDUCOM guidelines, check VIEW. For a printed copy of the guidelines, write or call: EDUCOM, 1112 16th Street, NW, Suite 600, Washington, DC 20036, (202) 872 - 4200.

If you are unsure about whether you possess legal software copies, contact the IT Customer Service Center at 257-1300 for more information.

The University of Kentucky does not condone or authorize the illegal copying or possession of software. University students and employees are prohibited from copying software illegally and possessing illegal copies of software, whether for course-, job-related, or private use. Any violations of this policy or of Copyright law are the personal responsibility of the user. The University will not assume any liability for such acts. Furthermore, University Information Technology will refuse to provide support for a user who cannot demonstrate that the software involved was obtained legally.

e. Use of computing resources for remote activities that are unauthorized at the remote site.

For example, if you are accessing another university's system using a UK computing resource, you must obey that school's own computing rules. Your actions reflect upon the entire University of Kentucky community.

f. Causing computer failure through an intentional attempt to "crash the system," or through the intentional introduction of a program that is intended to subvert a system, such as a worm, virus, Trojan horse, or one that creates a trap door.

You have a responsibility to other users to help maintain the security of the system. The intentional introduction of a subversive program is considered a grave offense. Taking reasonable precautions is part of your responsibility. If you think you may have accidentally introduced one of these programs, contact your local system administrator or call 257-1300. For information on virus protection software, call 257-1300, as well.

g. Intentional obscuring or forging of the date, time, physical source, logical source, or other header information of a message or transaction.

Header information of electronic mail, files, and printouts is an essential part of the identification and documentation of your work. Forging electronic mail or masking identification information -- for amusement, personal gain, or other reasons -- is not allowed.

h. Interception of transmitted information without prior written authorization from University Information Technology or the appropriate system administrator

This violation is a serious invasion of another user's privacy and is analogous to tapping that person's telephone line. The University respects the right to privacy of all users and endeavors to do all in its power to maintain that right. You should be aware that sometimes, in the course of system maintenance, transmissions are tracked, but the contents are not read. You should also be aware that unauthorized users of the system are not afforded this same protection from invasion of their privacy. This means that the University can and will read transmissions by unauthorized users, to maintain the integrity and security of the computer resources for all authorized users.

i. Failure to protect one's account from unauthorized use (e.g., leaving one's terminal publicly logged on, but unattended)

When you do not protect your account from unauthorized use, you weaken the security of not only your account, but the entire system. Keeping your password secure and attending to your account when logged on are key means of protection.

j. Violation of priorities for use of computing resources as established by an individual facility within the UK system

Some UK computing facilities may have no usage rules beyond those given in this brochure. However, many have established priorities for use of computing resources to ensure that scholarly activities are granted more weight than, for example, recreational game play and other non-academic pursuits. These priorities must be respected.

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RESPONSE TO VIOLATIONS


Violation of this policy will result in action by the appropriate University office or agency. Violations of KRS 434.840 (Kentucky statutes dealing with unlawful access or use of a computer) may be referred to the Commonwealth Attorney or the police for investigation and/or prosecution. Similarly, violations of 18 U.S.C. Sec. 1030 (Federal laws dealing with unlawful access or use of a computer) may be referred to the Federal Bureau of Investigation.

Sanctions for violation of these state and federal laws may be as severe as a $50,000 fine and/or up to 5 years in jail.

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UNIVERSITY SANCTIONS


University sanctions are imposed by the appropriate University authority and may include, but are not limited to, limitation or revocation of access rights and/or reimbursement to the University for the computing and personnel charges incurred in detecting and proving the violation of these rules, as well as from the violation itself. Reimbursement may include compensation for staff work time related to the violation and for archiving information related to the incident. The usual rights and privileges of appeal apply.

In some previous cases, these charges have reached several thousand dollars.

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INVESTIGATION AND REVIEW OF CHARGES


When the Vice President for Fiscal Affairs and Information Technology, a designee, or the appropriate system administrator has reason to believe that a violation may have occurred, he or she may initiate an investigation and/or suspend computing privileges for the individual(s) involved, pending further investigation. If significant University sanctions are imposed, such action, together with an explanation of the causal events, shall be reported by the Vice President or the appropriate system administrator to the Dean of Students' office, in case of students; or to the appropriate Chancellor's or Vice President's office, for all others.

In cases where a user's computing privileges are limited or revoked, a user should request a review of the action according to procedures established by University Information Technology before appealing through other University channels.

Investigating officials will examine charges of violations with due respect for both individual privacy and the security of other users.

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GLOSSARY


Account: allows proper access to computing resources and prevents unauthorized use

Access: proper permission to use a UK computing resource according to appropriate limitations, controls, and guidelines

Commercial purpose: a goal or end involving the buying and/or selling of goods or services for the purpose of making a profit

Computing resource: any computing/network equipment, facility, or service made available to users by the University of Kentucky

Data: a representation of facts, concepts, or instructions suitable for communication, interpretation, or processing by human or automatic means

Disk space allocation: the amount of disk storage space assigned to a particular user by University Information Technology or the appropriate system administrator

Fair use: use of computing resources in accordance with this policy and with the rules of an individual UK facility; use of computing resources so as not to unreasonably interfere with the use of the same resources by others

File: a collection of data treated as a unit

Inappropriate use of authority or special privilege: use of one's access right(s) or position of authority in a manner that violates the rules for use of those privileges as specified by the Vice President for Information Systems, a designee, or the appropriate system administrator.

Password: a string of characters that a user must supply to meet security requirements before gaining access to a particular computing resource

Prudent and responsible use: use of computing resources in a manner that promotes the efficient use and security of one's own access right(s), the access rights of other users, and UK computing resources

Remote activity: any computing action or behavior that accesses remote site facilities via a UK computing resource

Remote site: any computing/network equipment, facility, or service not part of, but connected with, UK computing resources via a communications network

System administrator: any individual authorized by the Vice President for Fiscal Affairs and Information Technology, the appropriate Chancellor or Vice President, or a designee to administer a particular computing hardware system and/or its system software

Transmission: the transfer of a signal, message, or other form of intelligence from one location to another

Unauthorized act: with the exception of computing actions or behaviors permitted in this policy, any such act performed without the explicit permission of the Vice President for Fiscal Affairs and Information Technology, a designee, or the appropriate system administrator

Usage record: information or data indicating the level of usage of computing resources by a particular user

User: any individual -- whether student, faculty, staff, or individual external to UK -- who uses UK computing resources

Userid: a character string that uniquely identifies a particular user to a UK computing resource

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This page was last updated on 21 Mar 2002. The original policy was published in 1993. Please direct questions and comments regarding this page to webmaster@www.uky.edu.